The SEC will now notify companies of technical violations before launching enforcement actions, a major policy shift under Gensler. The new approach allows businesses to correct minor compliance errors instead of facing immediate penalties, reducing litigation costs for both companies and regulators.
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The SEC will now notify companies of technical violations before launching enforcement actions, a major policy shift under Gensler. The new approach allows businesses to correct minor compliance errors instead of facing immediate penalties, reducing litigation costs for both companies and regulators.
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#SEC Compliance #Business Regulation $HAO